As of July 3, 2016, the European Market Abuse Regulation requires the reporting and publication of transactions with financial instruments of the company and its derivatives. In particular, the obligations related to directors’ dealings have been significantly expanded.
The notification and publication obligation applies to the members of the management board, the members of the supervisory board, and all persons who are closely connected with them. This also includes legal entities, other companies, or entities acting on behalf of or in the interests of the persons mentioned.
This reporting obligation includes transactions with financial instruments of OTRS AG (for example, shares or bonds) and transactions with derivatives related to OTRS financial instruments.
Transactions that must be reported are those with a total transaction volume of € 5,000.00 per calendar year, considered individually for each person. Listed below are reportable transactions for 2016, with the information required by law (prior to July 3, 2016, pursuant to § 15a of the German Securities Trading Act; as of July 3, pursuant to Article 19 of the Market Abuse Regulation).
Procedure for reporting: To be reported within 3 days to OTRS AG (by e-mail: email@example.com or by fax: +49 (0) 9421 56818 18)
Notification of transactions by executives (before 3 July 2016, pursuant to § 15a Securities Trading Act; as of July 3, pursuant to Art. 19 MAR)
|Date||Name||Function||Type and location of the transaction||Financial Instrument and ISIN||Quantity||Price||Total Volume|
|22.02.2017||Burchard Steinbild||supervisory board||purchase of shares / Frankfurt||share DE000A0S9R37||2.000||EUR 4,20||EUR 8.400,00|
|27.02.2017||Burchard Steinbild||supervisory board||purchase of shares / Frankfurt||share DE000A0S9R37||730||EUR 4,02||EUR 2.934,60|